Insider Trading Law
Insider Trading Quiz On myStockOptions.com
myStockOptions.com has a nifty quiz on insider trading, especially as it relates to stock compensation. Click on the above link to reach the home page, where you can find links to all the site's quizzes on the left; or you can click on SEC Law in the site's main navigation bar to access the insider trading quiz and other content on securities law.
Insider Trading Prevention & Education
Bruce Brumberg, myStockOptions.com
Editor-in-Chief Bruce Brumberg developed this PowerPoint presentation for talks and meetings on insider trading. With colorful examples from recent cases, it covers fundamentals, penalties, Rule 10b5-1 preapproved trading plans, and lessons that the cases of Martha Stewart/ImClone and Joseph Nacchio/Qwest can teach. (Premium members of myStockOptions.com can view the presentation in PDF from the above link and may request permission to use it at their companies. Please allow up to a minute for the presentation to fully appear in your browser.)
Insider Trading Law White Paper
A comprehensive and informative article on insider trading law and prevention. Written by the producer of the Think Twice video series.
Prevent A "Martha Stewart Moment":
Insider Trading In Your Company's Stock
Whether you think Martha Stewart is guilty or innocent, or that the government should not have brought criminal charges against her, she made a number of rash mistakes that we all can learn from to avoid civil or even criminal charges of insider trading. You can read this article, by Think Twice producer Bruce Brumberg, on myStockOptions.com.
Insider Trading Education And Prevention: What Your Company Can Learn From The Martha Stewart Case
A securities lawyer and legal compliance expert examines issues of the Martha Stewart case that may apply to executives who trade company stock.
Martha Stewart's insider-trading trial
Those of you who are fascinated by the Martha Stewart insider-trading case will want to read the dispatches in the online magazine Slate about the legal proceedings and the timeline of events in the story.
Small-dollar insider-trading case
The SEC detects, investigates, and prosecutes insider trading even when it involves just small sums of money. As detailed in this insider-trading litigation release, the SEC settled a case against a person who made a stock-trading profit of only $4,272.
Securities Law And Insider Trading
Articles and FAQs related to insider trading law on myStockOptions.com. Covered topics range from fundamentals of insider-trading law to advanced topics, such as pre-approved trading plans under Rule 10b5-1 and other rules related to stock sales by executives.
Complete Insider Trading Compliance Program
A comprehensive insider trading prevention program developed by a major Boston law firm. Includes policy statements and procedures for preventing insider trading among employees and senior executives. |
